Tag Archives: Is Fined $2 Million Over Customer Data

DealBook – Liquidnet, A Dark Pool Operator, Is Fined $2 Million Over Customer Data – 7 June 2014


By William Alden

Liquidnet Holdings, a brokerage firm that operates a secretive trading venue, has agreed to pay a $2 million fine to settle accusations that it improperly used confidential information about its customers in marketing a new product, the Securities and Exchange Commission said on Friday.

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